SEC Filings

  
Filing Description Date Filed Size Sorted Ascending View  
CERTNAS national exchange activity Nov 3, 2009 0.0 KB View HTML  
ARS annual report to security holders Apr 12, 2010 0.0 KB View HTML  
ARS annual report to security holders Apr 12, 2011 0.0 KB View HTML  
ARS annual report to security holders Apr 12, 2012 0.0 KB View HTML  
EFFECT effectiveness order Nov 4, 2009 0.0 KB View HTML  
EFFECT effectiveness order Nov 10, 2010 0.0 KB View HTML  
EFFECT effectiveness order Jan 3, 2013 0.0 KB View HTML  
EFFECT effectiveness order Jan 3, 2013 0.0 KB View HTML  
25-NSE notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities initial filing amendments Dec 28, 2012 20.1 KB View HTML View PDF  
3 schroepfer michael todd Feb 16, 2011 25.8 KB View HTML View PDF View XLS  
3 billings paul r May 21, 2012 25.7 KB View HTML View PDF View XLS  
4 billings, paul r May 29, 2012 24.3 KB View HTML View PDF View XLS  
4 spero, benjamin c. Nov 10, 2009 20.5 KB View HTML View PDF View XLS  
3 spero benjamin c. Nov 4, 2009 21.3 KB View HTML View PDF View XLS  
3 shoup eric Mar 22, 2010 21.3 KB View HTML View PDF View XLS  
4 goldberg, david bruce Aug 10, 2011 24.9 KB View HTML View PDF View XLS  
3 layton thomas Nov 4, 2009 21.3 KB View HTML View PDF View XLS  
4 parker, victor e jr Nov 10, 2009 21.3 KB View HTML View PDF View XLS  
3 stern william c Nov 4, 2009 21.3 KB View HTML View PDF View XLS  
3 goldberg david bruce Nov 4, 2009 21.6 KB View HTML View PDF View XLS  
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